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(Series 7 and 66 required) that provide clients with holistic financial advice and guidance by ident ifying broader product and service solutions that meet their investment, savings and liability management…Series 7 & 66 is required (or the equivalent 63 & 65) is required, if 66 is not currently held, must be obtained within 90… The table below lists the allocation of exam items for each major job function. Please, activate it in the options of your browser. Analyze financial information obtained from clients to determine strategies, products and services to help clients meet their financial objectives. Enter your email below to save this search and receive job recommendations for similar positions. 200 N. LaSalle St. Suite 1100, Chicago, IL 60601. job seekers. Save Search. careerbuilder. As a Client Service Associate, ideal candidates will act…, Proven expertise and in Microsoft Desktop Operations systems (Windows, The Regional Sales Director (External Wholesaler) will…. 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The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk…, As a Chase Wealth Management Investment Product Specialist you will work in partnership with financial advisors and regional…, Operational Services Retirement Services is the primary service and operations arm for Investor…. CS&S provides service to our retail clients to fulfill our purpose of championing every client’s goals with passion and integrity. See salaries, compare reviews, easily apply, and get hired. Already have or be able to study for and pass exams for federal and state licenses and registrations for securities, including, The Shareholder Services Associate will report to the Clearing Manager and become an expert in…. For more information, see the, Investment Management & Financial Advisory Occupations. Join a structured training program and learn from experienced Advisors and support staff to get full licensed in 150 days (FINRA. Registered Client Service Associate (Series 7), A major global financial institution is looking to hire Registered Client Service Associate (This is a Temporary position, long-term). Your role will take place in a service center taking inbound calls from our clients (individual investors) on a variety of topics. For more information, see the, Investment Management & Financial Advisory Occupations, New York Life Insurance Company - Greater Miami, By creating a job alert, you agree to our, Real Estate Associate salaries in New York, NY, Client Representative salaries in Newport Beach, CA, Senior Associate Engineer salaries in New York, NY, questions & answers about First Republic Bank, Internal Wholesaler- Investments/Mutual Funds (Newark, NJ). Apply to Relationship Banker, Senior Representative, Analyst and more! Pass the Securities Industry Essentials (SIE), Field consultative, relationship-building sales calls via the telephone with financial…, Responsible for conducting exams (3110, 3120, 3310, 206-4-7, G-44), reviewing exam reports, planning onsite visits…. Farmers Insurance offers a unique entry point designed for... Job Description Important Note: During the application process, ensure your contact information (email and phone number) is up to date and upload your current resume when submitting your applicatio... Job Description Leverage your first in class customer service skills as first point of contact for advisors, clients, and business partners as a Client Service Professional! Products and features offered by each provider. All rights reserved. Displayed here are Job Ads that match your query. 898 finra series 7 jobs available. The Trade Surveillance Associate will be responsible for market monitoring and trade surveillance for Coinbase on an ongoing basis. © 2020 CareerBuilder, LLC. Indeed may be compensated by these employers, helping keep Indeed free for jobseekers. 3-7 years of relevant experience at a mutual fund advisor, transfer agent, or financial intermediary. Indeed ranks Job Ads based on a combination of employer bids and relevance, such as your search terms and other activity on Indeed. 2,771 Finra Series 7 jobs available on Indeed.com. International Jobs Blog Salary Search. jobs in New York, NY. Branch Manager - Producing - Advisor Led - Myrtle Beach, SC, Financial Consultant - Private Client Group, Regional Supervisor 3 - Wells Fargo Advisors Financial Network, 200 N. LaSalle St. Suite 1100, Chicago, IL 60601. Shareholder Services - Sr. Associate/Specialist, Pacific Investment Management Company LLC, Pacific Investment Management Company LLC jobs in Austin, TX, questions & answers about Pacific Investment Management Company LLC, Global Rates - Rates Inventory Optimization - VP, JPMorgan Chase Bank, N.A. The outline is comprised of the four major job functions of a general securities representative. Apply to Prospect Chat Representative, Operations Associate, Broker and more! Tip: Enter your city or zip code in the "where" box to show results in your area. jobs in Plano, TX, Starting wage from $21.35- $28.56 per hour depending on license status and…, Proven expertise in Microsoft Desktop Operations systems (Windows, Ally Bank is a direct bank in the U.S. that offers a straightforward…. If you would like to see more jobs, remove the commute filter. Indeed ranks Job Ads based on a combination of employer bids and relevance, such as your search terms and other activity on Indeed. questions & answers about Ally Financial Inc. Become a part of one of the largest and most-respected insurance brands in the country by becoming an Agency Owner with Farmers Insurance. The Series 7 Content Outline provides a comprehensive guide to the range of topics covered on the exam, as well as the depth of knowledge required.

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